XNYS 05 Sep, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 21.99 per share. | 16 Jan 2025 | 31,248 | 304,305 (1%) | 0% | 22.0 | 687,128 | ASA Gold & Precious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 22.00 per share. | 14 Jan 2025 | 29,700 | 273,057 (1%) | 0% | 22.0 | 653,379 | ASA Gold & Precious Metals Ltd |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 22.06 per share. | 10 Jan 2025 | 200 | 4,200 (0%) | 0% | 22.1 | 4,412 | ASA Gold & Precious Metals Ltd |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 22.00 per share. | 10 Jan 2025 | 100 | 4,300 (0%) | 0% | 22 | 2,200 | ASA Gold & Precious Metals Ltd |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 22.00 per share. | 10 Jan 2025 | 200 | 4,400 (0%) | 0% | 22 | 4,400 | ASA Gold & Precious Metals Ltd |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 22.06 per share. | 10 Jan 2025 | 200 | 4,200 (0%) | 0% | 22.1 | 4,412 | ASA Gold & Precious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.97 per share. | 06 Jan 2025 | 21,400 | 202,123 (1%) | 0% | 21.0 | 448,863 | ASA Gold & Precious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 21.20 per share. | 06 Jan 2025 | 12,374 | 214,497 (1%) | 0% | 21.2 | 262,387 | ASA Gold & Precious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.98 per share. | 03 Jan 2025 | 30,825 | 180,723 (0%) | 0% | 21.0 | 646,684 | ASA Gold & Precious Metals Ltd |
| Mary Joan Hoene | Director | Purchase of securities on an exchange or from another person at price $ 20.82 per share. | 03 Jan 2025 | 220 | 8,600 (0%) | 0% | 20.8 | 4,580 | ASA Gold & Precious Metals Ltd |
| Mary Joan Hoene | Director | Purchase of securities on an exchange or from another person at price $ 20.82 per share. | 03 Jan 2025 | 200 | 8,800 (0%) | 0% | 20.8 | 4,164 | ASA Gold & Precious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.92 per share. | 31 Dec 2024 | 11,075 | 149,898 (0%) | 0% | 20.9 | 231,642 | ASA Gold & Pecious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.37 per share. | 31 Dec 2024 | 3,366 | 138,823 (0%) | 0% | 20.4 | 68,577 | ASA Gold & Pecious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.30 per share. | 26 Dec 2024 | 1,100 | 112,389 (0%) | 0% | 20.3 | 22,334 | ASA Gold & Pecious Metals Ltd |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.16 per share. | 26 Dec 2024 | 23,068 | 135,457 (0%) | 0% | 20.2 | 465,023 | ASA Gold & Pecious Metals Ltd |
| Mary Joan Hoene | Director | 14 Nov 2024 | 380 | 8,380 (0%) | 0% | 19.7 | 7,478 | ASA Gold & Pecious Metals Ltd | |
| Mary Joan Hoene | Director | Purchase of securities on an exchange or from another person at price $ 19.68 per share. | 14 Nov 2024 | 380 | 7,478 (0%) | 0% | 19.7 | 7,478 | ASA Gold & Pecious Metals Ltd |
| Mary Hoene Joan | Director | 08 Jan 2024 | 400 | 8,000 (0%) | 0% | 14.8 | 5,920 | ASA Gold and Precious Metals Limited | |
| Hoene Mary Joan | Director | 03 Jan 2024 | 100 | 7,600 (0%) | 0% | 14.8 | 1,478 | ASA Gold and Precious Metals Limited | |
| Merk Alexander | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.19 per share. | 02 Jan 2024 | 25,549 | 111,289 (0%) | 0% | 15.2 | 388,161 | ASA Gold and Precious Metals Limited |
| D. Hansen Bruce | Director | Purchase of securities on an exchange or from another person at price $ 15.18 per share. | 02 Jan 2024 | 2,000 | 4,000 (0%) | 0% | 15.2 | 30,360 | ASA Gold and Precious Metals Limited |
| Hoene Joan Mary | Director | 20 Dec 2023 | 500 | 7,000 (0%) | 0% | 15.8 | 7,910 | ASA Gold and Precious Metals Limited | |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 16.00 per share. | 19 Dec 2023 | 1,500 | 4,000 (0%) | 0% | 16 | 24,000 | ASA Gold and Precious Metals Limited |
| Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.58 per share. | 14 Dec 2023 | 24,400 | 85,740 (0%) | 0% | 15.6 | 380,093 | ASA Gold and Precious Metals Limited |
| Alexander Merk | Director | Purchase of securities on an exchange or from another person at price $ 14.76 per share. | 11 Dec 2023 | 7,720 | 61,340 (0%) | 0% | 14.8 | 113,980 | ASA Gold and Precious Metals Limited |
| Merk Alexander | Director | Purchase of securities on an exchange or from another person at price $ 15.02 per share. | 11 Dec 2023 | 100 | 53,620 (0%) | 0% | 15.0 | 1,502 | ASA Gold and Precious Metals Limited |
| Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.09 per share. | 11 Dec 2023 | 4,350 | 53,520 (0%) | 0% | 15.1 | 65,635 | ASA Gold and Precious Metals Limited |
| Joan Hoene Mary | Director | 08 Dec 2023 | 500 | 6,500 (0%) | 0% | 15.1 | 7,570 | ASA Gold and Precious Metals Limited | |
| Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.26 per share. | 08 Dec 2023 | 6,700 | 49,170 (0%) | 0% | 15.3 | 102,223 | ASA Gold and Precious Metals Limited |
| Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.44 per share. | 07 Dec 2023 | 4,500 | 42,470 (0%) | 0% | 15.4 | 69,492 | ASA Gold and Precious Metals Limited |
| Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.29 per share. | 06 Dec 2023 | 3,600 | 37,970 (0%) | 0% | 15.3 | 55,047 | ASA Gold and Precious Metals Limited |
| Merk Alexander | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.51 per share. | 05 Dec 2023 | 2,100 | 34,370 (0%) | 0% | 15.5 | 32,564 | ASA Gold and Precious Metals Limited |
| Bruce D. Hansen | Director | 27 Sep 2022 | 899 | 1,899 | - | 12.1 | 10,887 | ASA Gold and Precious Metals | |
| Bruce D. Hansen | Director | 27 Sep 2022 | 1 | 2,000 | - | 12 | 12 | ASA Gold and Precious Metals | |
| Bruce D. Hansen | Director | 27 Sep 2022 | 100 | 1,999 | - | 12.1 | 1,210 | ASA Gold and Precious Metals | |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 13.57 per share. | 25 Jul 2022 | 500 | 2,500 (0%) | 0% | 13.6 | 6,785 | ASA Gold and Precious Metals Limited |
| Mary Joan Hoene | Director | 05 Jul 2022 | 100 | 6,000 (0%) | 0% | 14.3 | 1,428 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 19 Jan 2022 | 70 | 5,900 (0%) | 0% | 21.3 | 1,492 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 30 Jun 2021 | 47 | 5,830 (0%) | 0% | 21.6 | 1,015 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 30 Jun 2021 | 13 | 5,783 (0%) | 0% | 21.5 | 280 | ASA Gold and Precious Metals Limited | |
| William Donovan | Director | Purchase of securities on an exchange or from another person at price $ 18.50 per share. | 05 Mar 2021 | 1,000 | 2,000 (0%) | 0% | 18.5 | 18,500 | ASA Gold and Precious Metals Limited |
| Mary Joan Hoene | Director | 21 Jan 2021 | 36 | 5,770 (0%) | 0% | 21.5 | 773 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 21 Jan 2021 | 200 | 5,734 (0%) | 0% | 21.4 | 4,272 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 21 Jan 2021 | 34 | 5,534 (0%) | 0% | 21.6 | 734 | ASA Gold and Precious Metals Limited | |
| Peter Maletis | President | Purchase of securities on an exchange or from another person at price $ 21.22 per share. | 19 Jan 2021 | 500 | 1,000 (0%) | 0% | 21.2 | 10,611 | ASA Gold and Precious Metals Limited |
| Mary Joan Hoene | Director | 23 Nov 2020 | 500 | 5,500 (0%) | 0% | 19.3 | 9,630 | ASA Gold and Precious Metals Limited | |
| Mary Joan Hoene | Director | 17 Nov 2020 | 300 | 5,000 (0%) | 0% | 20.8 | 6,240 | ASA Gold and Precious Metals Limited | |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 20.85 per share. | 25 Sep 2020 | 2,080 | 32,270 (0%) | 0% | 20.9 | 43,375 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 22.14 per share. | 24 Jul 2020 | 1,270 | 13,355 (0%) | 0% | 22.1 | 28,124 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Purchase of securities on an exchange or from another person at price $ 8.90 per share. | 16 Mar 2020 | 10,000 | 12,085 (0%) | 0% | 8.9 | 89,028 | ASA Gold and Precious Metals Limited |
| Mary Joan Hoene | Director | 09 Mar 2020 | 100 | 4,700 (0%) | 0% | 12.8 | 1,284 | ASA Gold and Precious Metals Limited | |
| Alexander Merk | COO | Sale of securities on an exchange or to another person at price $ 13.55 per share. | 17 Jan 2020 | 13,600 | 30,190 (0%) | 0% | 13.6 | 184,345 | ASA Gold and Precious Metals Limited |
| Peter Maletis | President | Purchase of securities on an exchange or from another person at price $ 13.62 per share. | 17 Jan 2020 | 500 | 500 (0%) | 0% | 13.6 | 6,810 | ASA Gold and Precious Metals Limited |
| Mary Joan Hoene | Director | 16 Jan 2020 | 200 | 4,600 (0%) | 0% | 13.6 | 2,716 | Common Stock | |
| Anthony J. Artabane | Director | Purchase of securities on an exchange or from another person at price $ 13.47 per share. | 15 Jan 2020 | 2,500 | 2,500 (0%) | 0% | 13.5 | 33,675 | Common Stock |
| Mary Joan Hoene | None | 25 Sep 2019 | 200 | 4,400 (0%) | 0% | 12.8 | 2,560 | Common Stock | |
| Alexander Merk | COO | Grant, award, or other acquisition of securities at price $ 9.40 per share. | 06 May 2019 | 50 | 43,790 (0%) | 0% | 9.4 | 470 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Grant, award, or other acquisition of securities at price $ 9.42 per share. | 06 May 2019 | 700 | 42,440 (0%) | 0% | 9.4 | 6,594 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Grant, award, or other acquisition of securities at price $ 9.41 per share. | 06 May 2019 | 200 | 42,640 (0%) | 0% | 9.4 | 1,882 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Grant, award, or other acquisition of securities at price $ 9.41 per share. | 06 May 2019 | 300 | 42,940 (0%) | 0% | 9.4 | 2,823 | ASA Gold and Precious Metals Limited |
| Alexander Merk | COO | Grant, award, or other acquisition of securities at price $ 9.40 per share. | 06 May 2019 | 800 | 43,740 (0%) | 0% | 9.4 | 7,520 | ASA Gold and Precious Metals Limited |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 10.16 per share. | 21 Jun 2018 | 900 | 10,000 (0%) | 0% | 10.2 | 9,141 | Common Stock |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 11.29 per share. | 27 Nov 2017 | 1,000 | 7,950 (0%) | 0% | 11.3 | 11,290 | Common Stock |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 11.29 per share. | 27 Nov 2017 | 1,150 | 9,100 (0%) | 0% | 11.3 | 12,982 | Common Stock |
| Mary Joan Hoene | None | 20 Jan 2017 | 200 | 4,200 (0%) | 0% | 12.1 | 2,416 | Common Stock | |
| Sara C Heston | VP of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2016 | 1,000 | 2,512 | - | - | Common Stock | |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2016 | 200 | 6,200 | - | - | Common Stock | |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Nov 2016 | 750 | 6,950 | - | - | Common Stock | |
| Mary Joan Hoene | None | 06 Oct 2016 | 1,000 | 4,000 | - | - | Common Stock | ||
| Bruce D. Hansen | None | 08 Aug 2016 | 1,000 | 1,000 | - | - | Common Stock | ||
| Mary Joan Hoene | None | 24 May 2016 | 1,000 | 3,000 | - | - | Common Stock | ||
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 May 2016 | 300 | 6,000 | - | - | Common Stock | |
| Mary Joan Hoene | None | 19 Jan 2016 | 1,000 | 2,000 | - | - | Common Stock | ||
| David J. Christensen | Director, President, CEO and CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Nov 2015 | 1,000 | 5,700 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 100 | 4,000 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 400 | 1,400 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 200 | 1,600 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 100 | 1,700 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 200 | 1,900 | - | - | Common Stock | |
| Gary Glynn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Aug 2015 | 2,000 | 3,900 | - | - | Common Stock | |
| Sara C Heston | VP of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2014 | 100 | 1,500 | - | - | Common Stock | |
| Sara C Heston | VP of Investments | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2014 | 1,400 | 1,400 | - | - | Common Stock | |
| David J. Christensen | Director, President, CEO, and CIO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Oct 2014 | 1,000 | 4,700 | - | - | Common Stock |